Strategic Compliance Overview
This dashboard visualizes the 36 high-priority compliance duties. segments the data.
Duty Distribution by Pillar
Exposure Analysis
Max Fine Risk: €25,000,000
Average Intensity: High
Executive Risk Matrix (Fine vs Turnover)
| ID | Compliance Requirement | Legal Clause | Solution Path / Countermeasure | Sanction Exposure |
|---|---|---|---|---|
| 1 | Initial Reporting & DesignationGovernance | § 9(1), § 11 | Consulting Data Support | 25 000 000 CZK / 30.0% T/O |
| 2 | Mandatory Reporting: Workers & SuppliersGovernance | § 14(1)a | System continuously maintains and formats required data | 25 000 000 CZK / 30.0% T/O |
| 3 | Use of Compliance PlatformGovernance | § 14(1)o, § 20 | API Integration: Allow CIE to pull verified personnel data | 3 000 000 CZK |
| 4 | Appointment of Manager of CI (MCI)Governance | § 14(1)g | Conduct background check for this role | 3 000 000 CZK |
| 5 | MCI Qualification & SubmissionGovernance | § 16(2), § 14(1)h | Verifiable Expertise: Validate professional qualifications | 25 000 000 CZK / 30.0% T/O |
| 6 | Support CI Manager (Duty to report Incidents)Governance | § 14(1)i | Grant MCI auditable access to all critical data | 15 000 000 CZK / 20.0% T/O |
| 7 | MCI Reliability CheckPersonnel Security | § 14(1)r, § 17(3) | Audit-Ready Package: Confirm check meets Sensitive Activity standards | 25 000 000 CZK / 30.0% T/O |
| 8 | Risk Assessment DocumentRisk & Resilience | § 14(1)d | CRM service that automatically re-screens | 15 000 000 CZK / 20.0% T/O |
| 9 | Reporting: CR Risk Assessment DocumentationRisk & Resilience | § 14(1)e | Audit Evidence Generation | 15 000 000 CZK / 20.0% T/O |
| 10 | Resilience Plan DocumentRisk & Resilience | § 14(1)f | CRM service that automatically re-screens | 25 000 000 CZK / 30.0% T/O |
| 11 | Document Review CycleRisk & Resilience | § 14(1)d, f | CRM service that automatically re-screens | 25 000 000 CZK / 30.0% T/O |
| 12 | Core Resilience MeasuresRisk & Resilience | § 15(1)a-d | Due Diligence on Suppliers | 25 000 000 CZK / 30.0% T/O |
| 13 | Implement Resilience MeasuresRisk & Resilience | § 14(1)k | Platform provides evidence that § 15 measures are implemented | 25 000 000 CZK / 30.0% T/O |
| 14 | Personnel Reliability VerificationPersonnel Security | § 17(1) | Service provides mechanism for establishing/maintaining process | 25 000 000 CZK / 30.0% T/O |
| 15 | Mandatory Verification of ReliabilityPersonnel Security | § 14(2)a | Explicitly confirm all background checks are performed | 25 000 000 CZK / 30.0% T/O |
| 16 | Sensitive Activity ConditionsPersonnel Security | § 14(1)m | Explicitly mark all critical worker roles | 25 000 000 CZK / 30.0% T/O |
| 17 | Background Checks (Criminal Records) DomesticPersonnel Security | § 17(2)a | Service procures the Criminal Record extract | 25 000 000 CZK / 30.0% T/O |
| 18 | Background Checks (Criminal Records) InternationalPersonnel Security | § 17(2)a | Service handles obtaining equivalent background checks | 25 000 000 CZK / 30.0% T/O |
| 19 | Identity Verification (Domestic)Personnel Security | § 17(2)b | Service provides identity verification packages | 25 000 000 CZK / 30.0% T/O |
| 20 | Identity Verification (International)Personnel Security | § 17(2)b | Service provides identity verification packages | 25 000 000 CZK / 30.0% T/O |
| 21 | Education & Professional VerificationPersonnel Security | § 17(2)c | Service validates professional qualifications | 25 000 000 CZK / 30.0% T/O |
| 22 | Additional Security VerificationPersonnel Security | § 17(2)d | Comprehensive screening package | 25 000 000 CZK / 30.0% T/O |
| 23 | Notification of IncidentsIncident Reporting | § 18(1) | Platform provides incident reporting functionality | 10 000 000 CZK / 10.0% T/O |
| 24 | Incident Response PlanIncident Reporting | § 18(2) | Template and guidance for incident response planning | 10 000 000 CZK / 10.0% T/O |
| 25 | Timeline for Incident ReportingIncident Reporting | § 18(3) | Automated timeline tracking and alerts | 10 000 000 CZK / 10.0% T/O |
| 26 | Incident DocumentationIncident Reporting | § 18(4) | Structured incident documentation templates | 10 000 000 CZK / 10.0% T/O |
| 27 | Follow-up Incident AnalysisIncident Reporting | § 18(5) | Post-incident analysis and improvement recommendations | 10 000 000 CZK / 10.0% T/O |
| 28 | Annual Incident ReviewIncident Reporting | § 18(6) | Annual incident trend analysis and reporting | 10 000 000 CZK / 10.0% T/O |
| 29 | Cooperation with AuthoritiesCooperation | § 19(1) | Framework for regulatory cooperation and communication | 3 000 000 CZK |
| 30 | Information Sharing ProtocolCooperation | § 19(2) | Secure information sharing mechanisms with authorities | 3 000 000 CZK |
| 31 | Joint Exercises and TestingCooperation | § 19(3) | Participation in regulatory exercises and simulations | 3 000 000 CZK |
| 32 | Cross-sector Information ExchangeCooperation | § 19(4) | Industry collaboration and threat intelligence sharing | 3 000 000 CZK |
| 33 | Emergency Response CoordinationCooperation | § 19(5) | Emergency response coordination with relevant authorities | 3 000 000 CZK |
| 34 | Regular Status UpdatesCooperation | § 19(6) | Automated regulatory status reporting | 3 000 000 CZK |
| 35 | Audit and Inspection ReadinessGovernance | § 21 | Comprehensive audit trail and inspection preparation | 15 000 000 CZK / 20.0% T/O |
| 36 | Documentation RetentionGovernance | § 22 | Automated document retention and archival system | 10 000 000 CZK / 10.0% T/O |